PROCESS AND FEES
There is no minimum requirement for investable asset size, and the fee schedule is as follows:
1% of the first $1,000,000 of managed assets
0.75% between $1,000,000 and $2,999,999
0.50% between $3,000,000 and $4,999,999
0.35% for $5,000,000 and above
The investment management and financial planning service cycle is straightforward, and it starts from signing the agreement and disclosure to the information collection to entering data into different systems, to risk profile and suitability, to portfolio discussion and implementation, and regular account maintenance, such as monitoring, maintenance and rebalance. I’m also available to meet with you quarterly, either in person via Zoom or by Phone, so I can follow up on your recent change and adjust your portfolio accordingly.